Personnel Hong Kong SFC License Details (ID 104820)

Personnel Hong Kong SFC License Details (ID 104820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-01-13	2009-01-20
	Rep	Dealing in securities	2008-07-15	2008-07-22
	Rep	Dealing in securities	2008-04-07	2008-04-14
	Rep	Dealing in securities	2006-11-15	2006-11-22
	Rep	Dealing in securities	2006-06-28	2006-07-05
	Rep	Dealing in securities	2006-03-27	2006-04-03
	Rep	Dealing in securities	2005-11-30	2005-12-13
	Rep	Dealing in securities	2005-11-16	2005-11-22
	Rep	Dealing in securities	2005-06-30	2005-07-06
	Rep	Dealing in securities	2005-05-10	2005-05-23