Personnel Hong Kong SFC License Details (ID 104827)

Personnel Hong Kong SFC License Details (ID 104827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2015-11-03	2022-12-31
	RO	Asset management	2015-11-03	2022-12-31
	RO	Dealing in securities	2015-11-03	2022-12-31
	Rep	Advising on securities	2015-08-19	2015-11-03
	Rep	Asset management	2015-08-19	2015-11-03
	Rep	Dealing in securities	2015-08-19	2015-11-03
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-08-01	2015-05-12
	Rep	Asset management	2013-08-01	2015-05-12
	Rep	Dealing in securities	2013-08-01	2015-05-12
BEA Union Investment Management Limited	Rep	Advising on securities	-	2007-07-12
	Rep	Asset management	-	2007-07-12
	Rep	Dealing in securities	-	2007-07-12