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Roccia, Marco Thomas
SFC ID:
AEJ362
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
OLD PEAK LIMITED (HK)
Rep
Advising on futures contracts
2006-09-29
2007-03-12
Rep
Advising on securities
2006-09-29
2007-03-12
Rep
Asset management
2006-09-29
2007-03-12