Personnel Hong Kong SFC License Details (ID 104903)

Personnel Hong Kong SFC License Details (ID 104903)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2012-01-04	2023-01-27
	RO	Asset management	2012-01-04	2023-01-27
	RO	Dealing in securities	2012-01-04	2023-01-27
Robeco Hong Kong Limited	RO	Advising on securities	2007-12-18	2011-07-01
	RO	Asset management	2007-12-18	2011-07-01
	RO	Dealing in securities	2007-12-18	2011-07-01
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2006-02-28	2007-10-03
	Rep	Asset management	2006-02-28	2007-10-03
	Rep	Dealing in securities	2006-02-28	2007-10-03
	Rep	Advising on securities	2003-05-30	2004-05-05
	Rep	Asset management	2003-05-30	2004-05-05