Personnel Hong Kong SFC License Details (ID 104907)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2014-03-05	2014-08-08
MUFG Securities Asia Limited	Rep	Dealing in securities	2011-10-24	2012-08-02
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2009-04-28	2011-05-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2007-01-23	2009-02-10
	Rep	Dealing in securities	2005-09-26	2009-02-10