Personnel Hong Kong SFC License Details (ID 104908)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BASE ASSET MANAGEMENT LTD	Rep	Advising on securities	2023-01-09	2023-08-09
	Rep	Asset management	2023-01-09	2023-08-09
OnePlatform Asset Management Limited	Rep	Dealing in securities	2011-12-19	2011-12-22
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-01-23	2011-03-21
	Rep	Dealing in securities	2006-08-10	2011-03-21