Personnel Hong Kong SFC License Details (ID 104911)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KEEFE, BRUYETTE &AMP; WOODS ASIA LIMITED	Rep	Advising on corporate finance	2010-03-03	2011-05-19
	Rep	Dealing in securities	2010-03-03	2011-05-19
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Dealing in securities	2004-10-15	2009-10-16
	Rep	Advising on securities	-	2003-08-07
	Rep	Asset management	-	2003-08-07
	Rep	Dealing in securities	-	2003-08-07
	Rep	Advising on corporate finance	-	2009-10-16