Personnel SFC Licences and HKMA Registrations (ID 104917)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VELBRIDGE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-02-11	-
	RO	Asset management	2022-02-11	-
	Rep	Advising on securities	2022-01-06	2022-02-11
	Rep	Asset management	2022-01-06	2022-02-11
JOLMO CAPITAL LIMITED	RO	Advising on corporate finance	2006-01-23	2021-07-15
	RO	Asset management	2006-01-23	2021-07-15
	Rep	Advising on securities	2005-04-01	2005-04-01
	RO	Advising on securities	2005-03-31	2021-07-15
Maurice Lee Investment Advisor Company	RO	Advising on securities	2003-04-01	2005-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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