Personnel Hong Kong SFC License Details (ID 104964)

Personnel Hong Kong SFC License Details (ID 104964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on securities	2009-12-10	2010-03-26
	Rep	Asset management	2009-12-10	2010-03-26
CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2006-06-28	2009-11-21
	Rep	Asset management	2006-06-28	2009-11-21
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2006-05-06
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in futures contracts	-	2006-05-06