Personnel Hong Kong SFC License Details (ID 104981)

Personnel Hong Kong SFC License Details (ID 104981)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2005-06-15	2005-12-17
	Rep	Dealing in securities	2005-06-15	2005-12-17
MIB FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2004-12-03	2005-03-23
	Rep	Dealing in futures contracts	2003-11-04	2004-12-03
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-11-04	2005-03-23
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2003-04-22	2003-10-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-04-22	2003-10-16
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-22
	Rep	Advising on securities	-	2003-04-22
	Rep	Asset management	-	2003-04-22
	Rep	Dealing in securities	-	2003-04-22
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-04-22
	Rep	Asset management	-	2003-04-22
	Rep	Dealing in futures contracts	-	2003-04-22
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-22
	Rep	Advising on securities	-	2003-04-22
	Rep	Asset management	-	2003-04-22
	Rep	Dealing in securities	-	2003-04-22