Personnel Hong Kong SFC License Details (ID 105016)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2005-09-12	2006-08-23
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-30	2005-09-02
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-07-30
	Rep	Advising on securities	-	2003-07-30
	Rep	Asset management	-	2003-07-30
	Rep	Dealing in securities	-	2005-06-30