Personnel Hong Kong SFC License Details (ID 105048)

Personnel Hong Kong SFC License Details (ID 105048)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
313 CAPITAL MANAGEMENT LIMITED 313	RO	Asset management	2009-05-18	2009-09-13
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2009-01-08	2009-09-13
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2008-04-01	2009-09-13
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-01-28	2009-09-13
CHIEF COMMODITIES LIMITED	RO	Advising on futures contracts	2006-05-17	2007-12-26
CHIEF SECURITIES LIMITED	RO	Advising on securities	2006-04-20	2007-12-26
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-12-30	2007-12-26
CHIEF SECURITIES LIMITED	Rep	Asset management	2005-12-30	2007-12-26
	Rep	Dealing in securities	2005-12-30	2007-12-26
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2004-01-19	2005-10-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2004-01-19	2005-10-04
	Rep	Dealing in futures contracts	2004-01-19	2005-10-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2004-01-19	2005-10-04
	Rep	Dealing in securities	2004-01-19	2005-10-04