Personnel Hong Kong SFC License Details (ID 105065)

Personnel Hong Kong SFC License Details (ID 105065)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Seven Heaven Investment Limited	RO	Asset management	2016-12-16	2022-12-16
DES Asset Management Limited	RO	Asset management	2015-03-03	2016-06-30
SAIL ADVISORS LIMITED	RO	Advising on securities	2009-09-09	2011-01-29
	RO	Asset management	2009-09-09	2011-01-29
	Rep	Advising on securities	2009-06-01	2009-09-09
	Rep	Asset management	2009-06-01	2009-09-09
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	Dealing in securities	2006-05-03	2009-02-26
	Rep	Advising on corporate finance	-	2003-08-30
	Rep	Advising on futures contracts	-	2009-02-26
	Rep	Advising on securities	-	2009-02-26
	Rep	Asset management	-	2009-02-26