Personnel Hong Kong SFC License Details (ID 105074)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
HELIOS ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2018-08-20	2025-03-26
	RO	Asset management	2018-08-20	2025-03-26
SP Securities Limited	RO	Asset management	2017-03-31	2018-01-07
	RO	Advising on securities	2016-03-11	2018-01-07
	RO	Dealing in securities	2016-03-11	2018-01-07
GRAND FIRE SECURITIES LIMITED	RO	Advising on securities	2014-01-27	2015-12-18
	RO	Dealing in securities	2014-01-27	2015-12-18
	Rep	Advising on securities	2013-12-20	2014-01-27
	Rep	Dealing in securities	2013-12-20	2014-01-27
Vontobel (Hong Kong) Limited	Rep	Advising on securities	2013-01-16	2013-02-01
	Rep	Dealing in securities	2013-01-16	2013-02-01
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2013-01-14	2013-07-27
	RO	Dealing in securities	2013-01-14	2013-07-27
Vontobel (Hong Kong) Limited	Rep	Advising on securities	2012-10-15	2013-01-14
	Rep	Dealing in securities	2012-10-15	2013-01-14
VP Wealth Management (Hong Kong) Limited	RO	Advising on securities	2007-09-11	2012-10-03
	RO	Dealing in securities	2007-09-11	2012-10-03
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	-	2004-05-25
	Rep	Advising on securities	-	2004-05-25
	Rep	Asset management	-	2004-05-25
	Rep	Dealing in securities	-	2004-05-25