Personnel Hong Kong SFC License Details (ID 105075)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-09-09	2017-06-01
XinKong International Securities Limited	Rep	Advising on corporate finance	-	2003-10-06
	Rep	Advising on securities	-	2003-10-06
	Rep	Asset management	-	2003-10-06
	Rep	Providing automated trading services	-	2003-10-06
	Rep	Dealing in securities	-	2010-10-04