Personnel Hong Kong SFC License Details (ID 105076)

Personnel Hong Kong SFC License Details (ID 105076)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sarafin Capital Partners Limited	RO	Asset management	2013-06-11	2025-10-08
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2006-09-11	2011-05-27
	Rep	Dealing in futures contracts	2006-09-11	2011-05-27
	Rep	Dealing in securities	2006-09-11	2011-05-27
HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED	RO	Asset management	2004-07-07	2006-08-11
VC International Asset Management Limited	Rep	Advising on corporate finance	-	2003-07-23
	Rep	Advising on securities	-	2003-07-23
	Rep	Asset management	-	2003-07-23