Personnel Hong Kong SFC License Details (ID 105086)

Personnel Hong Kong SFC License Details (ID 105086)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Olympus Partners Asia Limited (b2018-03-15)	Rep	Advising on securities	2019-10-15	2023-09-30
	Rep	Dealing in securities	2019-10-15	2023-09-30
NATIXIS ASIA LIMITED	Rep	Advising on securities	2013-12-27	2019-05-14
	Rep	Dealing in futures contracts	2013-12-27	2019-05-14
	Rep	Dealing in securities	2013-12-27	2019-05-14
ORION INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2009-11-17	2011-02-25
	Rep	Dealing in securities	2009-11-17	2011-02-25
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-03-30	2009-03-31
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-03-30	2009-03-31