Tam, Winnie Cordelia Yeuk Lan 譚若蘭

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-07-20	2010-07-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-07-20	2010-07-30
	Rep	Dealing in securities	2009-07-20	2010-07-30
	Rep	Dealing in securities	2003-10-16	2008-08-08
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-10
	Rep	Advising on securities	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Providing automated trading services	-	2003-10-10
	Rep	Dealing in securities	-	2008-08-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Dealing in futures contracts	-	2008-08-08

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-07-20	2010-07-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-07-20	2010-07-30
	Rep	Dealing in securities	2009-07-20	2010-07-30
	Rep	Dealing in securities	2003-10-16	2008-08-08
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-10
	Rep	Advising on securities	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Providing automated trading services	-	2003-10-10
	Rep	Dealing in securities	-	2008-08-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Dealing in futures contracts	-	2008-08-08