Personnel Hong Kong SFC License Details (ID 105102)

Personnel Hong Kong SFC License Details (ID 105102)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-01-19	2010-07-01
	Rep	Providing automated trading services	2006-03-15	2007-09-30
	Rep	Dealing in futures contracts	2006-03-15	2007-09-30
	Rep	Dealing in securities	2006-03-15	2010-07-01
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-11-29	2006-01-14
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2006-01-14
	Rep	Dealing in securities	-	2006-01-14