Personnel Hong Kong SFC License Details (ID 105115)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-05-19	-
	Rep	Dealing in securities	2025-05-19	-
Venture Smart Asia Limited	Rep	Advising on securities	2017-12-20	2024-07-12
	Rep	Asset management	2017-12-20	2024-07-12
	Rep	Dealing in securities	2017-12-20	2024-07-12
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2013-09-30	2014-09-30
	Rep	Dealing in securities	2013-09-30	2014-09-30
BOCI SECURITIES LIMITED	Rep	Advising on securities	2011-10-27	2013-07-09
	Rep	Dealing in securities	2011-10-27	2013-07-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-06-12	2009-12-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-12	2009-12-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-03-24	2008-05-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-03-01	2008-05-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-03-01	2008-05-30
FT Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-17
	Rep	Advising on securities	2003-04-01	2004-05-17
	Rep	Asset management	2003-04-01	2004-05-17
	Rep	Dealing in securities	2003-04-01	2005-02-24
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-05-17
	Rep	Asset management	2003-04-01	2004-05-17
	Rep	Dealing in futures contracts	2003-04-01	2005-02-24