Personnel Hong Kong SFC License Details (ID 105227)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2007-07-13	2008-06-16
	Rep	Advising on securities	2004-10-21	2011-04-15
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-08-01
	Rep	Advising on securities	-	2004-08-01
	Rep	Asset management	-	2004-08-01