Personnel Hong Kong SFC License Details (ID 105228)

Personnel Hong Kong SFC License Details (ID 105228)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CS Wealth Asset Management Limited	RO	Advising on securities	2017-05-12	2025-01-09
	RO	Asset management	2017-05-12	2025-01-09
ASSOCIATED ADVISERS LIMITED	RO	Advising on securities	2004-10-08	2016-10-01
	RO	Asset management	2004-10-08	2016-10-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-02-26	2004-09-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2003-12-29	2004-09-21
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2003-09-01	2003-12-16
AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED	Rep	Advising on futures contracts	-	2003-12-16
	RO	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16