Personnel Hong Kong SFC License Details (ID 105269)

Personnel Hong Kong SFC License Details (ID 105269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Investment Management Asia Limited	Rep	Advising on securities	2025-04-24	-
	Rep	Asset management	2025-04-24	-
AESOP ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-11-14	2023-01-06
	RO	Asset management	2018-11-14	2023-01-06
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2012-05-07	2017-06-07
	Rep	Asset management	2012-05-07	2017-06-07
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Dealing in securities	2012-05-07	2013-12-10
	Rep	Advising on futures contracts	2012-05-07	2017-06-07
	Rep	Advising on securities	2012-05-07	2017-06-07
	Rep	Asset management	2012-05-07	2017-06-07
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2011-06-01	2012-04-12