Personnel Hong Kong SFC License Details (ID 105306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARMONY WEALTH MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2023-11-08	2024-05-28
	Rep	Asset management	2023-11-08	2024-05-28
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2013-05-16	2015-05-28
	Rep	Asset management	2013-05-16	2015-05-28
	Rep	Dealing in securities	2013-05-16	2015-05-28
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2013-02-08	2015-05-28
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-01-04	2010-01-13