Personnel SFC Licences and HKMA Registrations (ID 105307)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI Asset Management Limited	Rep	Asset management	2021-02-17	-
KGI ASIA LIMITED	RO	Dealing in securities	2019-08-26	-
	Rep	Dealing in securities	2017-10-03	2019-08-26
	Rep	Dealing in securities	2015-04-02	2017-10-02
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-05-17	2005-09-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.