Yip, Kam Pang 葉錦鵬

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in securities	2020-07-29	-
	Rep	Dealing in securities	2016-06-01	2020-07-29
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-11-21	2011-01-31
	Rep	Dealing in securities	2008-11-21	2011-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in securities	2020-07-29	-
	Rep	Dealing in securities	2016-06-01	2020-07-29
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-11-21	2011-01-31
	Rep	Dealing in securities	2008-11-21	2011-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.