| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2026-04-22 | - |
| Topaz Financial Group Limited | Rep | Advising on securities | 2026-04-22 | - |
| TOPAZ CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2025-07-30 | 2025-10-31 |
| Topaz Financial Group Limited | RO | Advising on securities | 2025-07-30 | 2025-10-31 |
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2025-07-07 | 2025-07-30 |
| Topaz Financial Group Limited | Rep | Advising on securities | 2025-07-07 | 2025-07-30 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2003-05-23 |
| RO | Advising on securities | 2003-04-01 | 2022-06-07 | |
| RO | Asset management | 2003-04-01 | 2022-06-07 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Asset management | 2003-04-01 | 2003-05-23 |
| RO | Advising on corporate finance | 2003-04-01 | 2022-06-07 | |
| RO | Advising on securities | 2003-04-01 | 2022-06-07 |
No HKMA registrations in the collected records.