Personnel Hong Kong SFC License Details (ID 10534)

Personnel Hong Kong SFC License Details (ID 10534)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2026-04-22	-
Topaz Financial Group Limited	Rep	Advising on securities	2026-04-22	-
TOPAZ CAPITAL MANAGEMENT LIMITED	RO	Asset management	2025-07-30	2025-10-31
Topaz Financial Group Limited	RO	Advising on securities	2025-07-30	2025-10-31
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2025-07-07	2025-07-30
Topaz Financial Group Limited	Rep	Advising on securities	2025-07-07	2025-07-30
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on corporate finance	2003-04-01	2003-05-23
	RO	Advising on securities	2003-04-01	2022-06-07
	RO	Asset management	2003-04-01	2022-06-07
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Asset management	2003-04-01	2003-05-23
	RO	Advising on corporate finance	2003-04-01	2022-06-07
	RO	Advising on securities	2003-04-01	2022-06-07