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Wong, Polly Pui Lee 王蓓莉 Hong Kong SFC License Details (ID 105371)
Wong, Polly Pui Lee 王蓓莉
SFC ID:
AEU511
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
RBC INVESTMENT SERVICES (ASIA) LIMITED
Rep
Advising on corporate finance
-
2004-02-18
Rep
Asset management
-
2004-02-18
Rep
Advising on securities
-
2007-05-09
Rep
Dealing in securities
-
2007-05-09