Personnel Hong Kong SFC License Details (ID 105372)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on corporate finance	2017-03-23	2020-10-27
	Rep	Advising on securities	2017-03-23	2020-10-27
	Rep	Dealing in securities	2017-03-23	2020-10-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-07-08
	Rep	Advising on securities	-	2003-07-08
	Rep	Asset management	-	2003-07-08
	Rep	Providing automated trading services	-	2003-07-08
	Rep	Dealing in securities	-	2003-07-08