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Kwok, Lucia Oi Chu 郭靄珠 Hong Kong SFC License Details (ID 105412)
Kwok, Lucia Oi Chu 郭靄珠
SFC ID:
AEU600
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Manulife Investment Management (Hong Kong) Limited
Rep
Advising on corporate finance
-
2004-05-07
Rep
Advising on securities
-
2004-05-07
Rep
Asset management
-
2004-05-07
Rep
Dealing in securities
-
2011-06-13