Personnel Hong Kong SFC License Details (ID 105417)

Personnel Hong Kong SFC License Details (ID 105417)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SEEKERS ADVISORS H.K. LIMITED	Rep	Asset management	2012-03-30	2012-09-13
MASON INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2009-04-07	2010-01-18
LXL Investment Management (Hong Kong) Limited	Rep	Asset management	2005-11-15	2008-09-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2004-06-25	2005-06-02
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-06-23