| Easy Trading Online Limited | RO | Dealing in futures contracts | 2025-08-07 | - |
| Hong Kong ChengShan Asset Management Limited | RO | Advising on securities | 2025-02-17 | - |
| RO | Asset management | 2025-02-17 | - |
| Going Securities Limited | RO | Advising on securities | 2023-06-13 | 2024-10-15 |
| RO | Asset management | 2023-06-13 | 2024-10-15 |
| RO | Dealing in securities | 2022-06-30 | 2024-10-15 |
| RO | Advising on futures contracts | 2020-12-30 | 2024-10-15 |
| RO | Dealing in futures contracts | 2020-12-30 | 2024-10-15 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2019-07-30 | 2019-08-26 |
| Rep | Dealing in securities | 2019-07-30 | 2019-08-26 |
| Eagle Trader Asset Management Limited | RO | Asset management | 2017-07-18 | 2020-09-01 |
| Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2017-06-27 | 2019-07-30 |
| RO | Dealing in securities | 2017-06-27 | 2019-07-30 |
| Rep | Dealing in futures contracts | 2017-05-05 | 2017-06-27 |
| Rep | Dealing in securities | 2017-05-05 | 2017-06-27 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-06-15 | 2017-04-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-12-19 | 2017-04-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2014-08-18 | 2014-09-24 |
| Rep | Dealing in securities | 2014-08-18 | 2014-09-24 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-03-25 | 2014-09-24 |
| Rep | Dealing in securities | 2014-03-25 | 2014-09-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2014-01-02 | 2014-02-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | 2014-02-28 |
| UNITED WORLD ONLINE LIMITED | RO | Advising on securities | 2010-09-24 | 2013-11-16 |
| RO | Dealing in futures contracts | 2010-09-24 | 2013-11-16 |
| RO | Dealing in securities | 2010-09-24 | 2013-11-16 |
| Rep | Dealing in futures contracts | 2005-08-22 | 2010-09-24 |
| Rep | Dealing in securities | 2005-07-07 | 2010-09-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-15 |
| Rep | Asset management | 2003-04-01 | 2003-12-09 |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-03-29 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-06-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-29 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-29 |
| Rep | Asset management | 2003-04-01 | 2005-03-29 |
| Rep | Dealing in securities | 2003-04-01 | 2005-06-14 |