Personnel Hong Kong SFC License Details (ID 105493)

Personnel Hong Kong SFC License Details (ID 105493)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST CAPITAL ASIA LIMITED	RO	Dealing in securities	2007-04-04	2020-04-30
orientiert International Markets Limited	RO	Advising on securities	2005-01-11	2006-10-31
	RO	Asset management	2005-01-11	2006-10-31
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-11-10	2004-05-24
SG SECURITIES (HK) LIMITED	Rep	Asset management	-	2003-06-17
	Rep	Advising on corporate finance	-	2003-07-22
	Rep	Advising on securities	-	2003-07-22
	Rep	Providing automated trading services	-	2003-07-22
	Rep	Dealing in securities	-	2003-07-22