Personnel Hong Kong SFC License Details (ID 105495)

Personnel Hong Kong SFC License Details (ID 105495)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION ASSET MANAGEMENT CO., LIMITED	RO	Advising on securities	2019-08-19	2023-02-22
	RO	Asset management	2019-08-19	2023-02-22
	Rep	Advising on securities	2019-06-25	2019-08-19
	Rep	Asset management	2019-06-25	2019-08-19
China Pinnacle Equity Management Limited	RO	Advising on securities	2018-12-20	2019-01-25
	RO	Asset management	2017-12-13	2019-01-25
South China Investment Management Limited	RO	Asset management	2017-07-03	2017-12-08
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2017-07-03	2017-12-08
South China Investment Management Limited	Rep	Asset management	2017-05-09	2017-07-03
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2017-05-09	2017-07-03
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2017-04-06	2017-05-09
	Rep	Asset management	2017-04-06	2017-05-09
Tandem Investors Limited	RO	Advising on securities	2014-12-24	2017-01-13
	RO	Asset management	2014-12-24	2017-01-13
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2005-07-05	2007-06-01
	RO	Asset management	2005-07-05	2007-06-01