Personnel Hong Kong SFC License Details (ID 105529)

Personnel Hong Kong SFC License Details (ID 105529)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2010-03-10	2011-05-05
	Rep	Asset management	2010-03-10	2011-05-05
	Rep	Dealing in securities	2010-03-10	2011-05-05
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-23	2009-02-09
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2009-02-09
	Rep	Dealing in securities	-	2009-02-09