| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-11-10 | - |
| Rep | Dealing in securities | 2020-11-10 | - | |
| Rep | Advising on securities | 2020-11-06 | - | |
| AMRITA CAPITAL LIMITED | RO | Advising on securities | 2017-02-16 | 2020-10-27 |
| RO | Asset management | 2017-02-16 | 2020-10-27 | |
| China Angel Fund Management (HK) Company Limited | RO | Advising on securities | 2012-09-17 | 2017-01-16 |
| RO | Asset management | 2012-09-17 | 2017-01-16 | |
| Rep | Advising on securities | 2012-02-08 | 2012-09-17 | |
| Rep | Asset management | 2012-02-08 | 2012-09-17 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-30 | 2010-11-18 |
| Rep | Dealing in securities | 2007-01-30 | 2010-11-18 | |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2006-04-03 | 2007-01-23 |
| Rep | Dealing in securities | 2006-04-03 | 2007-01-23 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2006-04-03 | 2007-01-23 |
| Rep | Dealing in futures contracts | 2006-04-03 | 2007-01-23 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-04-03 | 2007-01-23 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-02-04 | 2006-03-27 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-11-29 |
| Rep | Asset management | 2003-04-01 | 2004-11-29 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-03-27 | |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Advising on corporate finance | 2003-04-01 | 2004-08-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-03 | |
| Rep | Asset management | 2003-04-01 | 2004-08-03 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-03-27 |
No HKMA registrations in the collected records.