Personnel Hong Kong SFC License Details (ID 105532)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-11-10	-
	Rep	Dealing in securities	2020-11-10	-
	Rep	Advising on securities	2020-11-06	-
AMRITA CAPITAL LIMITED	RO	Advising on securities	2017-02-16	2020-10-27
	RO	Asset management	2017-02-16	2020-10-27
China Angel Fund Management (HK) Company Limited	RO	Advising on securities	2012-09-17	2017-01-16
	RO	Asset management	2012-09-17	2017-01-16
	Rep	Advising on securities	2012-02-08	2012-09-17
	Rep	Asset management	2012-02-08	2012-09-17
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2007-01-30	2010-11-18
	Rep	Dealing in securities	2007-01-30	2010-11-18
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-04-03	2007-01-23
	Rep	Dealing in securities	2006-04-03	2007-01-23
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-04-03	2007-01-23
	Rep	Dealing in futures contracts	2006-04-03	2007-01-23
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-04-03	2007-01-23
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-02-04	2006-03-27
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-11-29
	Rep	Asset management	2003-04-01	2004-11-29
	Rep	Dealing in futures contracts	2003-04-01	2006-03-27
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Advising on corporate finance	2003-04-01	2004-08-03
	Rep	Advising on securities	2003-04-01	2004-08-03
	Rep	Asset management	2003-04-01	2004-08-03
	Rep	Dealing in securities	2003-04-01	2006-03-27