Personnel Hong Kong SFC License Details (ID 105542)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2013-05-16	2015-05-23
	Rep	Dealing in securities	2013-05-16	2015-05-23
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-06-21	2013-02-08
	Rep	Dealing in futures contracts	2012-06-21	2013-02-08
	Rep	Advising on securities	2008-08-28	2011-04-06
	Rep	Dealing in securities	2008-08-28	2011-04-06