Personnel Hong Kong SFC License Details (ID 105571)

Personnel Hong Kong SFC License Details (ID 105571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PingPong Intelligence Limited	RO	Leveraged foreign exchange trading	2021-06-25	2025-10-01
AUS Financial Group (Hong Kong) Limited	RO	Leveraged foreign exchange trading	2018-06-06	2020-06-26
BRIGHT SMART FOREX LIMITED	RO	Leveraged foreign exchange trading	2013-03-11	2018-04-20
ADS Securities Hong Kong Limited	RO	Leveraged foreign exchange trading	2011-08-09	2013-02-01
Success Futures and Foreign Exchange Limited	RO	Dealing in futures contracts	2006-04-26	2006-10-26
Success Securities Limited	Rep	Dealing in securities	2006-04-26	2010-01-01
Success Futures and Foreign Exchange Limited	RO	Leveraged foreign exchange trading	2005-12-06	2010-01-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-09-28	2004-11-11
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2004-09-28	2004-11-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-09-28	2004-11-11
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2003-08-06	2004-09-27
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-05-07	2003-07-07
SHUN LOONG FUTURES LIMITED	Rep	Providing automated trading services	2003-05-07	2003-07-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	2003-05-07	2003-07-07
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-04-29	2003-07-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-04-29	2003-07-07