Personnel Hong Kong SFC License Details (ID 105582)

Personnel Hong Kong SFC License Details (ID 105582)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2005-08-12	2006-01-14
Chow Tai Fook Life Insurance Company Limited	Rep	Advising on securities	2005-06-24	2005-08-11
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-07	2004-04-19
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-01-07	2004-04-19
BOCI Bullion Company Limited	Rep	Advising on corporate finance	-	2003-12-03
	Rep	Advising on securities	-	2003-12-03
	Rep	Asset management	-	2003-12-03
	Rep	Providing automated trading services	-	2004-04-19
	Rep	Dealing in securities	-	2004-04-19
Goldin Equities Limited	Rep	Advising on corporate finance	-	2003-12-03
	Rep	Advising on securities	-	2003-12-03
	Rep	Asset management	-	2003-12-03
	Rep	Dealing in securities	-	2004-04-19