| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SW Capital Management Limited | Rep | Dealing in securities | 2024-06-27 | 2025-11-25 |
| Rep | Advising on securities | 2024-03-20 | 2025-11-25 | |
| Rep | Asset management | 2024-03-20 | 2025-11-25 | |
| Sino Suisse Capital (Hong Kong) Limited | RO | Advising on securities | 2023-10-11 | 2023-12-20 |
| RO | Asset management | 2023-10-11 | 2023-12-20 | |
| RO | Dealing in securities | 2023-10-11 | 2023-12-20 | |
| Rep | Advising on securities | 2023-05-29 | 2023-10-11 | |
| Rep | Asset management | 2023-05-29 | 2023-10-11 | |
| Rep | Dealing in securities | 2023-05-29 | 2023-10-11 | |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-06-03 |
| Rep | Advising on securities | - | 2004-06-03 | |
| Rep | Asset management | - | 2004-06-03 | |
| Rep | Dealing in securities | - | 2004-07-14 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-06-03 |
| Rep | Asset management | - | 2004-06-03 | |
| Rep | Dealing in futures contracts | - | 2004-07-14 |