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Personnel Hong Kong SFC License Details (ID 105638)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE
Rep
Dealing in securities
2014-08-18
2014-09-26
Rep
Dealing in securities
2011-09-19
2011-09-30
Rep
Dealing in securities
2011-06-01
2011-07-01