Personnel Hong Kong SFC License Details (ID 105646)

Personnel Hong Kong SFC License Details (ID 105646)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-12-02	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2014-08-26	-
	Rep	Dealing in futures contracts	2014-08-26	-
	Rep	Leveraged foreign exchange trading	2014-08-26	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-08-26	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2012-05-24	2014-02-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-02-16	2014-02-28
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-09-22	2014-02-28
	Rep	Leveraged foreign exchange trading	2011-09-22	2014-02-28
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-12-04	2011-09-01
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2004-09-23	2011-09-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-09-10	2004-09-22
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2004-08-25