Personnel Hong Kong SFC License Details (ID 105656)

Personnel Hong Kong SFC License Details (ID 105656)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2007-10-29	2007-11-02
SBI E2-CAPITAL PARTNERS LIMITED	Rep	Advising on corporate finance	2007-10-29	2007-11-02
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Advising on corporate finance	2005-09-17	2007-10-14
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2004-01-21	2004-08-10
	Rep	Advising on corporate finance	2003-08-28	2004-01-21
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Advising on securities	-	2003-08-12
	Rep	Asset management	-	2003-08-12
	Rep	Dealing in securities	-	2003-08-12