Personnel Hong Kong SFC License Details (ID 105657)

Personnel Hong Kong SFC License Details (ID 105657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M SECURITIES LIMITED (HK)	Rep	Dealing in securities	2006-03-22	2010-01-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-12-23	2006-03-12
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2003-10-03	2006-03-12
SHUN LOONG FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-02
	Rep	Asset management	-	2003-10-02
	Rep	Providing automated trading services	-	2003-10-02
	Rep	Dealing in futures contracts	-	2003-10-02
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-10-02
	Rep	Advising on securities	-	2003-10-02
	Rep	Asset management	-	2003-10-02
	Rep	Providing automated trading services	-	2003-10-02
	Rep	Dealing in securities	-	2003-10-02