Personnel Hong Kong SFC License Details (ID 105663)

Personnel Hong Kong SFC License Details (ID 105663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NNIP HONG KONG LIMITED	Rep	Advising on securities	2008-04-08	2011-06-02
	Rep	Dealing in securities	2008-03-20	2011-06-02
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2007-12-03	2008-03-01
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2005-11-01	2007-10-02
Nomura Asset Management Hong Kong Limited	Rep	Advising on corporate finance	-	2004-11-01
	Rep	Advising on securities	-	2004-11-01
	Rep	Dealing in securities	-	2004-11-01
	Rep	Asset management	-	2005-06-27