| Constellar Capital Partners Hong Kong Limited | Rep | Dealing in securities | 2023-05-24 | - |
| ALLY BRIDGE GROUP (HK) LIMITED | RO | Advising on securities | 2021-01-04 | 2021-07-31 |
| RO | Dealing in securities | 2021-01-04 | 2021-07-31 |
| RO | Asset management | 2020-11-05 | 2021-07-31 |
| Rep | Asset management | 2020-09-08 | 2020-11-05 |
| LQ Pacific Partners Limited | RO | Advising on securities | 2019-01-31 | 2020-02-29 |
| RO | Asset management | 2019-01-31 | 2020-02-29 |
| RO | Dealing in securities | 2019-01-31 | 2020-02-29 |
| Lighthorse Asset Management (HK) Limited | RO | Advising on securities | 2018-03-26 | 2018-09-30 |
| RO | Asset management | 2018-03-26 | 2018-09-30 |
| Rep | Advising on securities | 2016-11-17 | 2018-03-26 |
| Rep | Asset management | 2016-11-17 | 2018-03-26 |
| Fountainhead Partners Company Limited | Rep | Advising on securities | 2016-04-01 | 2016-05-05 |
| Rep | Asset management | 2016-04-01 | 2016-05-05 |
| Rep | Dealing in securities | 2016-04-01 | 2016-05-05 |
| THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2008-08-25 | 2009-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-01 | 2008-06-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-01 | 2008-06-07 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-11 |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-14 |