Personnel Hong Kong SFC License Details (ID 105702)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2007-09-03	2009-01-31
	Rep	Advising on securities	2007-08-17	2009-01-31
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2005-10-25	2007-08-02
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on securities	2003-11-04	2005-05-25