Personnel Hong Kong SFC License Details (ID 105708)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mount Kellett Capital (Hong Kong) Limited	RO	Asset management	2010-02-11	2010-11-15
	Rep	Asset management	2008-11-27	2010-02-11
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-05-05	2008-06-25
Morgan Stanley Asia Limited	RO	Dealing in securities	2008-03-11	2008-06-25
	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2008-03-11