Personnel Hong Kong SFC License Details (ID 105716)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA PACIFIC INVESTMENT ADVISORS LIMITED	Rep	Advising on corporate finance	2023-02-01	2023-11-27
	Rep	Advising on securities	2023-02-01	2023-11-27
	Rep	Asset management	2023-02-01	2023-11-27
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on securities	2019-12-06	2021-05-03
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	RO	Advising on corporate finance	-	2004-11-04
	RO	Advising on securities	-	2005-12-31
	RO	Asset management	-	2005-12-31