Personnel Hong Kong SFC License Details (ID 105727)

Personnel Hong Kong SFC License Details (ID 105727)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Integrated Fund Platform Limited	RO	Dealing in securities	2025-05-26	-
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2019-10-16	2024-05-15
	Rep	Dealing in securities	2019-10-16	2024-05-15
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2011-10-10	2013-09-03
	Rep	Dealing in securities	2011-10-10	2013-09-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-10-13
	Rep	Advising on securities	2003-04-01	2004-10-13
	Rep	Asset management	2003-04-01	2004-10-13
	Rep	Dealing in securities	2003-04-01	2007-12-19